Lai Yee Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yee Chan, a licensed former licensee with CE reference ACN746. This person has 3.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-06 | 2008-01-09 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 9 - Asset management | 2006-09-06 | 2008-01-09 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-17 | 2006-03-10 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-17 | 2006-03-10 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-12-17 | 2006-03-10 |
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-06 |
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-06 |
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Yee Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.