Shing Hing Simon Lo
盧成興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Hing Simon Lo (盧成興), a licensed former licensee with CE reference AIR291. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hooray Asset Management Limited 好盈資產管理有限公司 |
RO | Type 9 — Asset management | 2016-02-16 | 2024-01-11 |
| Hooray Asset Management Limited 好盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-02-15 | 2016-02-16 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-23 | 2009-02-17 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-05-23 | 2009-02-17 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-12 | 2007-03-30 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-12 | 2007-03-30 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-04-12 | 2007-03-30 |
| HSBC Private Trustee (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2004-04-15 | 2005-01-05 |
| HSBC Private Trustee (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2004-04-15 | 2005-01-05 |
| HSBC Private Trustee (Hong Kong) Limited |
RO | Type 9 — Asset management | 2004-04-15 | 2005-01-05 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | present | 2004-04-15 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2004-04-15 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2004-04-15 |