Caroline Wai Kwan Mo
毛慧君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Wai Kwan Mo (毛慧君), a licensed former licensee with CE reference ADT881. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-09 |
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-09 |
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-09 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Caroline Wai Kwan Mo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.