Caroline Wai Kwan Mo
毛慧君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Wai Kwan Mo (毛慧君), a licensed former licensee with CE reference ADT881. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | present | 2003-05-09 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2003-05-09 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2003-05-09 |