E.Sun Commercial Bank, Ltd.

玉山商業銀行股份有限公司
CE No. AHK963 Registered institution Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for E.Sun Commercial Bank, Ltd. (玉山商業銀行股份有限公司), a Hong Kong-based registered institution with CE reference AHK963. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2007-07-18.

Category:
Buyside · Wealth management
Registered address:
Suites 2701-4, 10-14, 27/F, & 28/F, Tower 6, The Gateway, 9 Canton Road, Tsim Sha Tsui, Kolwoon
Website:
LinkedIn:

Open positions (4)

From the employer's official careers page, refreshed daily.

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2007-07-18 present
Type 4 - Advising on securities 2017-03-07 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (0)

Active on date
Name Activities First licensed To
No staff history on file.

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1638 staff - 2 shared activity types - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1370 staff - 2 shared activity types - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 936 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 925 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 851 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 547 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 466 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 456 staff - 2 shared activity types - 招商證券(香港)有限公司

Related