AWAIM (HK) Limited

瞻盛财富有限公司
CE No. BWA579 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AWAIM (HK) Limited (瞻盛财富有限公司), a Hong Kong-based licensed corporation with CE reference BWA579. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 4). Earliest licence on file: 2025-09-17.

Registered address

Suite 122, 12/F, New Henry House, 10 Ice House Street, Central

Licence history

ActivityFromTo
Type 9 - Asset management 2025-09-17 present

Licensed staff (all-time) (4)
Active on date

Name Activities First licensed To
Ivan Manuel Illan RO 9 2025-09 Present
Jacob Randall Weston RO 9 2025-09 Present
Sui Lam Wong 王瑞霖 Rep 9 2025-09 2025-11
Qingrong Wu 吳清荣 Rep 9 2025-11 Present
Showing 1–4 of 4

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 921 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 899 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 835 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 433 staff - 1 shared activity type - 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 407 staff - 1 shared activity type - 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 393 staff - 1 shared activity type - 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 325 staff - 1 shared activity type - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 269 staff - 1 shared activity type - 瑞穗證券亞洲有限公司

Related