Dapu Asset Management (HK) Limited
大樸資產管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dapu Asset Management (HK) Limited (大樸資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BTU267. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 8). Earliest licence on file: 2023-11-23.
Registered address
Unit 26, Level 29, Infinitus Plaza, No.199 Des Voeux Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2023-11-23 | present |
| Type 9 - Asset management | 2023-11-23 | present |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hua Liu 劉華 | RO 4, 9 | 2023-11 | Present |
| Peng Wang 王鵬 | RO 4, 9 | 2024-05 | Present |
| Keyi Yan 顏克益 | RO 4, 9 | 2023-11 | 2024-05 |
| Hualong Chen 陳華龍 | Rep 4, 9 | 2026-05 | Present |
| Adong Wang 王阿東 | Rep 4, 9 | 2025-02 | Present |
| Hong Xiao 肖鴻 | Rep 4, 9 | 2024-06 | 2026-05 |
| Zhenji Zhou 周振吉 | Rep 4, 9 | 2025-02 | Present |
| Zhicheng Zhu 朱志承 | Rep 4, 9 | 2026-04 | Present |
Showing 1–8 of 8
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 921 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 899 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 835 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 433 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 407 staff - 2 shared activity types - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 393 staff - 2 shared activity types - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 325 staff - 2 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 269 staff - 2 shared activity types - 瑞穗證券亞洲有限公司