Kaison Asset Management (Hong Kong) Limited

佳盛資產管理(香港)有限公司
CE No. BOW580 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaison Asset Management (Hong Kong) Limited (佳盛資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BOW580. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 6). Earliest licence on file: 2020-09-01.

Registered address

Room 1L, 1/F-2/F, Beverly House, 93-107 Lockhart Road, Wan Chai

Licence history

ActivityFromTo
Type 4 - Advising on securities 2020-09-01 present
Type 9 - Asset management 2020-09-01 present

Licensed staff (all-time) (6)
Active on date

Name Activities First licensed To
Winnoc Lui 呂韡諾 RO 4, 9 2020-09 Present
Andrew Mark Sinclair RO 4, 9 2020-09 Present
Chia-Yi Cheng 鄭家懿 Rep 4, 9 2021-07 2021-11
Xinyi (SFC:BQE141) Liu 劉昕儀 Rep 4, 9 2020-11 2022-08
Yuxin Pang 龐雨欣 Rep 4, 9 2022-03 2023-12
Hyo Eun Park 朴孝隱 Rep 4, 9 2020-09 2021-01
Showing 1–6 of 6

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 915 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 894 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 844 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 434 staff - 2 shared activity types - 光大證券投資服務（香港）有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 406 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 401 staff - 2 shared activity types - 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 325 staff - 2 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 268 staff - 2 shared activity types - 瑞穗證券亞洲有限公司

Related