Draco Capital Limited
瓏盛資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Draco Capital Limited (瓏盛資本有限公司), a Hong Kong-based licensed corporation with CE reference BJW469. Currently licensed for regulated activity type(s) 6 - Advising on corporate finance. Current licensed staff on file: 4 (total recorded over time: 10). Earliest licence on file: 2019-01-04.
Registered address
5/F, Shun On Commercial Building, 112-114 Des Voeux Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 6 - Advising on corporate finance | 2019-01-04 | present |
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Kin Au Yeung 歐陽偉健 | RO 6 Rep 6 | 2020-10 | Present |
| Wai Yu Chan 陳威宇 | RO 6 Rep 6 | 2020-08 | Present |
| Wang Ming Cheng 鄭宏明 | RO 6 | 2019-01 | 2020-05 |
| Hung Fai Choi 蔡雄輝 | RO 6 | 2019-01 | Present |
| Changsheng Zhao 趙昌盛 | RO 6 | 2020-10 | Present |
| Tsz Chung Au 區子聰 | Rep 6 | 2019-02 | 2020-05 |
| Wai Fung Chan 陳偉峰 | Rep 6 | 2019-02 | 2020-06 |
| Nigel Ka Fook Wong 王家福 | Rep 6 | 2020-10 | 2023-02 |
| Tung Shing Yau 邱東成 | Rep 6 | 2019-01 | 2020-06 |
| Yigang Zeng 曾以剛 | Rep 6 | 2023-07 | 2024-03 |
Showing 1–10 of 10
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1652 staff - 1 shared activity type - 中國國際金融香港證券有限公司
CITIC Securities (Hong Kong) Limited
CE AAK249 - 976 staff - 1 shared activity type - 中信證券(香港)有限公司
Morgan Stanley Asia Limited
CE AAD291 - 915 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 894 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 844 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 548 staff - 1 shared activity type - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 459 staff - 1 shared activity type - 花旗環球金融亞洲有限公司
Merrill Lynch (Asia Pacific) Limited
CE AAC198 - 428 staff - 1 shared activity type