Hong Kong Broad Capital Limited

香港弘博資本有限公司
CE No. BHD619 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Kong Broad Capital Limited (香港弘博資本有限公司), a Hong Kong-based licensed corporation with CE reference BHD619. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 7). Earliest licence on file: 2018-06-26.

Category:
Buyside · Asset management ?
Registered address:
Unit 3551, Level 35, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2021-09-16 present
Type 9 - Asset management 2018-06-26 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (7)

Active on date
Name Activities First licensed To
Ka Lam Cheng 鄭嘉琳 RO 4, 9 Rep 4, 9 2022-05 Present
Wing In Pong 龐穎妍 RO 4, 9 Rep 9 2021-05 Present
Maoquan Wang 王茂全 Rep 4, 9 2022-06 2025-05
Zhengwei Yao 姚正薇 RO 4, 9 2023-01 2024-05
Xinghua Luo 羅興華 RO 4, 9 2018-06 2023-01
Di Wu 吴迪 RO 4, 9 2019-07 2022-01
Guang Huang 黃廣 RO 9 2018-06 2020-10
Showing 1–7 of 7

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