Karen Ho
何采彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ho (何采彤), a licensed former licensee with CE reference AXL899. This person has 7.0 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-22 | 2024-03-11 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-22 | 2024-03-11 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-11-22 | 2024-03-11 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-02 | 2017-09-25 |
| Hooray Capital Limited 好盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-02 | 2017-05-15 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-01 | 2016-07-15 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-02 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-02 | 2016-06-30 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-02 | 2016-07-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-25 | 2014-04-24 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-25 | 2013-06-07 |
| Hooray Capital Limited 好盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-25 | 2013-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.