Hua Zhu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Zhu (祝華), a licensed Responsible Officer with CE reference BUX169. Currently licensed at 1 firm(s): DC Wealth Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-01 | present |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-06-01 | present |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2026-06-01 | present |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-10 | 2026-06-01 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-04-10 | 2026-06-01 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-17 | 2025-03-31 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-17 | 2025-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hua Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.