Tian Fang
方田
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Fang (方田), a licensed Representative with CE reference BSW473. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 3.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-01-08 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-01-08 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-01-08 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-01-08 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-25 | 2023-11-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-08-25 | 2023-11-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-25 | 2023-11-05 |