Yang Shu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Shu (舒洋), a licensed Responsible Officer with CE reference BSG483. Currently licensed at 1 firm(s): Midas Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-12 | present |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-12 | present |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 9 - Asset management | 2022-11-29 | present |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 9 - Asset management | 2022-08-08 | 2022-11-29 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Shu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jian Wu | Midas Securities Limited | 2022–present |
| Terry Wai Wa Leung | Midas Securities Limited | 2022–present |
| Xiaofei He | Midas Securities Limited | 2022–present |