Cindy Xingyi Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Xingyi Lu, a licensed Representative with CE reference BRW897. Currently licensed at 1 firm(s): Oppenheimer Investments Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 4.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-13 | present |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-13 | present |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-28 | 2022-11-17 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-28 | 2022-11-17 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-28 | 2022-11-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cindy Xingyi Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.