Yunyan Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunyan Chen, a licensed former licensee with CE reference BRS667. This person has 2.8 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-08 | 2025-03-03 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-08 | 2025-03-03 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 - Asset management | 2024-04-08 | 2025-03-03 |
| Rock Hill Asset Management Limited 石山資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-23 | 2023-10-19 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Yunyan Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Wai Chan | Rock Hill Asset Management Limited | 2021–2023 |
| Tsang Shing Chan | Rock Hill Asset Management Limited | 2021–2023 |
| Shaozhi Hong | Rock Hill Asset Management Limited | 2021–2023 |
| Mei Dong | Conning Asia Pacific Limited | 2024–2025 |
| Hsiu Mei Huang | Conning Asia Pacific Limited | 2024–2025 |
| Hua-Chang Wu | Conning Asia Pacific Limited | 2024–2025 |
| Chun Wah Chan | Conning Asia Pacific Limited | 2024–2025 |
| Yu-Hsuan Chao | Conning Asia Pacific Limited | 2024–2025 |
| En-Ting Liu | Conning Asia Pacific Limited | 2024–2025 |
| Cai Zhu | Conning Asia Pacific Limited | 2024–2025 |
| Tin Long Wu | Conning Asia Pacific Limited | 2024–2025 |
| Xiaojing Yang | Conning Asia Pacific Limited | 2024–2025 |
| Xiaodan Zhu | Conning Asia Pacific Limited | 2024–2025 |
| Yitao Liu | Conning Asia Pacific Limited | 2024–2025 |
| Jiexing Bu | Conning Asia Pacific Limited | 2024–2025 |
| Leighton Lei-Gong Mok | Conning Asia Pacific Limited | 2024–2025 |
| Hang Lin | Conning Asia Pacific Limited | 2024 |