Herman Hoi Ming Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Hoi Ming Mok (莫凱名), a licensed Responsible Officer with CE reference BQG131. Currently licensed at 1 firm(s): Tse's Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 9 - Asset management | 2026-07-23 | present |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-07-06 | present |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 4 - Advising on securities | 2026-07-06 | present |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-02 | 2026-07-06 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-07-02 | 2026-07-06 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 - Asset management | 2026-07-02 | 2026-07-23 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-20 | 2026-06-10 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 - Advising on securities | 2026-01-20 | 2026-06-10 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 9 - Asset management | 2021-02-03 | 2026-06-10 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-12 | 2026-01-20 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-12 | 2026-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Herman Hoi Ming Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Qianyin Guo | GEO Securities Limited | 2020–2025 |
| Sheung Nim Lun | GEO Securities Limited | 2020–2025 |
| Hoi Ho Chiu | GEO Securities Limited | 2020–2025 |
| Ka Yee Ho | GEO Securities Limited | 2021–2026 |
| Kin Sun Kam | GEO Securities Limited | 2020–2025 |
| Pui Yip Tang | GEO Securities Limited | 2020–2025 |
| Karen Nok Tung | GEO Securities Limited | 2020–2025 |
| Chung Ho Ng | GEO Securities Limited | 2020–2026 |
| Hung Yuk Wong | GEO Securities Limited | 2020–2026 |
| King So Chu | GEO Securities Limited | 2021–2026 |
| Hiu Fung Lam | GEO Securities Limited | 2020–2023 |
| Ka Yan Fung | GEO Securities Limited | 2021–2025 |
| Elly Wai Chi Tam | GEO Securities Limited | 2020–2022 |
| Angel Lai Toa Tang | GEO Securities Limited | 2020–2023 |
| Chun Kit Ho | GEO Securities Limited | 2023–2024 |
| Man Ho Yu | GEO Securities Limited | 2020–2022 |
| Cheuk Fung Leung | GEO Securities Limited | 2021–2023 |
| Wai Lun Yip | GEO Securities Limited | 2024–2025 |
| Lik Hang Yung | GEO Securities Limited | 2025–2026 |
| Tsz Ming Lai | GEO Securities Limited | 2024 |