Xiaoping Xie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoping Xie (谢孝平), a licensed Responsible Officer with CE reference BPM129. Currently licensed at 2 firm(s): Carlyon Securities Limited, Carlyon Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 4.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyon Securities Limited 格理昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-22 | present |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-14 | present |
| Carlyon Securities Limited 格理昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-14 | 2026-01-22 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoping Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.