Charles Peter Wannan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Peter Wannan, a licensed former licensee with CE reference BPF040. This person has 6.4 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| THK Capital Group Limited | Rep | Type 4 - Advising on securities | 2024-06-28 | 2026-06-05 |
| THK Capital Group Limited | Rep | Type 9 - Asset management | 2024-06-28 | 2026-06-05 |
| AOP Capital Limited | Rep | Type 4 - Advising on securities | 2024-02-08 | 2024-06-28 |
| AOP Capital Limited | Rep | Type 9 - Asset management | 2024-02-02 | 2024-06-28 |
| AOP Capital Limited | RO | Type 9 - Asset management | 2023-06-28 | 2024-02-02 |
| AOP Capital Limited | Rep | Type 9 - Asset management | 2019-12-30 | 2023-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Peter Wannan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.