Sarah King Wai Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah King Wai Kwok (郭瓊蔚), a licensed Representative with CE reference BPC435. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-09-10 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-09-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-09-10 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-09-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-09-10 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-09-10 | present |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-27 | 2021-08-02 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-20 | 2021-08-02 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-12-20 | 2021-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sarah King Wai Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.