Alvin Ho-Cheun Cham
湛浩泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Ho-Cheun Cham (湛浩泉), a licensed former licensee with CE reference BOA745. This person has 7.1 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2020-08-11 | 2026-10-02 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-11 | 2026-10-02 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-08-11 | 2026-10-02 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2020-08-11 | 2026-10-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-21 | 2019-12-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-01-21 | 2019-12-31 |