Brett Morris Waller
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brett Morris Waller, a licensed Representative with CE reference BNY651. Currently licensed at 1 firm(s): Ord Minnett Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
Rep | Type 1 - Dealing in securities | 2019-02-15 | present |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 - Advising on securities | 2019-02-15 | present |
| Ord Minnett Hong Kong Limited |
Rep | Type 9 - Asset management | 2019-02-15 | present |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Brett Morris Waller during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| George Alexander Gladstone | Ord Minnett Hong Kong Limited | 2019–present |
| Andrew Jaeho Han | Ord Minnett Hong Kong Limited | 2019–present |
| Angus John Sexton | Ord Minnett Hong Kong Limited | 2019–present |
| Vlada Vujasinovic | Ord Minnett Hong Kong Limited | 2019–present |
| Michael Joseph Donovan | Ord Minnett Hong Kong Limited | 2019–present |
| Christopher David Moore | Ord Minnett Hong Kong Limited | 2019–present |
| David Scott Smallacombe | Ord Minnett Hong Kong Limited | 2019–2022 |
| Kathryn Louise Stannard | Ord Minnett Hong Kong Limited | 2019–2022 |
| Nicholas Burmester | Ord Minnett Hong Kong Limited | 2019–2021 |
| Dylan Francis Tuck Kelly | Ord Minnett Hong Kong Limited | 2019–2021 |
| Timothy James Gunning | Ord Minnett Hong Kong Limited | 2019 |
| Timothy Philip Last | Ord Minnett Hong Kong Limited | 2019–2020 |
| Gavan Mark Carroll | Ord Minnett Hong Kong Limited | 2019–2020 |