Dong Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Zhao (趙棟), a licensed Representative with CE reference BNP778. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 7.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-28 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-28 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-28 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-06-28 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-02 | 2023-01-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-02 | 2023-01-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-02 | 2023-01-09 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-05 | 2021-04-30 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-08 | 2021-04-30 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-08 | 2021-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wei Zhao | Admiralty Harbour Capital Limited | 2019–2021 |
| Bei Liu | Admiralty Harbour Capital Limited | 2018–2021 |
| Alec Peter Tracy | Admiralty Harbour Capital Limited | 2018–2021 |
| Chendi Xu | Admiralty Harbour Capital Limited | 2018–2021 |
| Mu Hua Yueh | Admiralty Harbour Capital Limited | 2019–2021 |
| Ka Hung Chan | BOCI Asia Limited | 2023–present |
| James Kwok Lung Cheung | BOCI Asia Limited | 2023–present |
| Kin Chung Lui | BOCI Asia Limited | 2023–present |
| Kam Ming Sun | BOCI Asia Limited | 2023–present |
| Zhengkun Xie | BOCI Asia Limited | 2023–present |
| Zhiwei Cai | BOCI Asia Limited | 2023–present |
| Chen Chi | BOCI Asia Limited | 2023–present |
| Jieli Cui | BOCI Asia Limited | 2023–present |
| Zuo Qiu Fu | BOCI Asia Limited | 2023–present |
| Ziyu Guo | BOCI Asia Limited | 2023–present |
| Rong Huang | BOCI Asia Limited | 2023–present |
| Hao Jiang | BOCI Asia Limited | 2023–present |
| Sheng Jing | BOCI Asia Limited | 2023–present |
| Justin Hoi Chuen Kwok | BOCI Asia Limited | 2023–present |
| Wai Lei | BOCI Asia Limited | 2023–present |