Tao Zhang
張濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Zhang (張濤), a licensed former licensee with CE reference BNN675. This person has 5.6 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-21 | 2024-05-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-06-21 | 2024-05-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-06-21 | 2024-05-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-16 | 2019-06-21 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-16 | 2019-06-21 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-10-16 | 2019-06-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tao Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.