Sin Lam
林倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Lam (林倩), a licensed former licensee with CE reference BNK383. This person has 3.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-22 | 2022-11-21 |
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-22 | 2022-11-21 |
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-22 | 2022-11-21 |
| Akron Corporate Finance Limited 亞貝隆資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-11 | 2021-05-31 |
| RaffAello Capital Limited | Rep | Type 6 - Advising on corporate finance | 2019-02-15 | 2020-10-15 |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-05 | 2018-10-08 |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-05 | 2018-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.