Rui Guo

郭睿
CE No. BNG888 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Guo (郭睿), a licensed former licensee with CE reference BNG888. This person has 7.1 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
Rep Type 1 - Dealing in securities 2020-07-22 2025-11-07
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 2 - Dealing in futures contracts 2019-05-03 2020-07-01
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 4 - Advising on securities 2019-05-03 2020-07-01
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 1 - Dealing in securities 2019-03-15 2020-07-01
Joy Rich Securities Investment Limited
海富證券投資有限公司
Rep Type 1 - Dealing in securities 2018-09-04 2019-02-28

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Rui Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tsz Lap Chan Joy Rich Securities Investment Limited 2018–2019
Ka Leung Kong Joy Rich Securities Investment Limited 2018–2019
Henry Chan Joy Rich Securities Investment Limited 2018–2019
Shu Shun Ho Joy Rich Securities Investment Limited 2018–2019
Wai Ting Lau Joy Rich Securities Investment Limited 2018–2019

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