Yanjie Shen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanjie Shen (沈燕婕), a licensed Responsible Officer with CE reference BNF270. Currently licensed at 1 firm(s): Hong Tai Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-15 | present |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-15 | present |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 9 - Asset management | 2018-10-15 | present |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanjie Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Kit Chan | Hong Tai Securities Limited | 2018–present |
| Wei Gao | Hong Tai Securities Limited | 2018–present |
| Yee Cheung | Hong Tai Securities Limited | 2019–2024 |
| Li Dai | Hong Tai Securities Limited | 2024–2026 |
| Wing Hang Wong | Hong Tai Securities Limited | 2018–2020 |
| Kin Yan Tam | Hong Tai Securities Limited | 2020–2022 |
| Mo Li | Hong Tai Securities Limited | 2024–2025 |
| Nan Song | Hong Tai Securities Limited | 2024–present |
| Kwan Hou Chiang | Hong Tai Securities Limited | 2022–2023 |
| Ka Ho Yau | Hong Tai Securities Limited | 2018–2020 |
| Junhua Ma | Hong Tai Securities Limited | 2023–2025 |
| Steven Yip Hang Leung | Hong Tai Securities Limited | 2019 |
| Wai Kei Mok | Hong Tai Securities Limited | 2026–present |