Yanjie Shen
沈燕婕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanjie Shen (沈燕婕), a licensed Responsible Officer with CE reference BNF270. Currently licensed at 1 firm(s): Sirius Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.0 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sirius Securities Limited 鑫誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-15 | present |
| Sirius Securities Limited 鑫誠證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-15 | present |
| Sirius Securities Limited 鑫誠證券有限公司 |
RO | Type 9 - Asset management | 2018-10-15 | present |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanjie Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Kit Chan | Sirius Securities Limited | 2018–present |
| Wei Gao | Sirius Securities Limited | 2018–present |
| Yee Cheung | Sirius Securities Limited | 2019–2024 |
| Li Dai | Sirius Securities Limited | 2024–2026 |
| Wing Hang Wong | Sirius Securities Limited | 2018–2020 |
| Kin Yan Tam | Sirius Securities Limited | 2020–2022 |
| Mo Li | Sirius Securities Limited | 2024–2025 |
| Nan Song | Sirius Securities Limited | 2024–present |
| Kwan Hou Chiang | Sirius Securities Limited | 2022–2023 |
| Ka Ho Yau | Sirius Securities Limited | 2018–2020 |
| Junhua Ma | Sirius Securities Limited | 2023–2025 |
| Wai Kei Mok | Sirius Securities Limited | 2026–present |
| Steven Yip Hang Leung | Sirius Securities Limited | 2019 |