Ming Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Zhao (趙明), a licensed Representative with CE reference BND562. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-12 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-12 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2024-03-12 | present |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-01 | 2023-09-15 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-01 | 2023-09-15 |
| Azure Lion International Asset Management Company Limited 青獅國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-08-01 | 2023-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.