Wa Hing Lai
賴華興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wa Hing Lai (賴華興), a licensed former licensee with CE reference AWD940. This person has 8.1 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Azure Lion International Asset Management Company Limited 青獅國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-02-22 | 2024-10-25 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-02 | 2024-10-25 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-09-02 | 2024-10-25 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-16 | 2024-10-25 |
| Zhonghao International Investment Consulting Co., Limited 中豪國際投資咨詢有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-07-16 | 2024-10-25 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-28 | 2021-09-02 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-28 | 2021-09-02 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-03 | 2018-07-31 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-03 | 2018-07-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-01-26 | 2012-09-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-18 | 2012-09-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-27 | 2012-09-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-27 | 2012-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wa Hing Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.