Ziqiao Gu
谷子樵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziqiao Gu (谷子樵), a licensed Responsible Officer with CE reference BMW241. Currently licensed at 1 firm(s): Grain Rain Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.6 years of SFC licence history. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grain Rain Capital Management Limited 穀雨資本管理有限公司 |
RO | Type 4 - Advising on securities | 2026-10-07 | present |
| Grain Rain Capital Management Limited 穀雨資本管理有限公司 |
RO | Type 9 - Asset management | 2026-10-07 | present |
| Junlian Global Asset Management Limited 君聯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-06-22 | 2026-09-07 |
| Junlian Global Asset Management Limited 君聯資產管理有限公司 |
RO | Type 9 - Asset management | 2026-06-22 | 2026-09-07 |
| Kylin Brothers Capital International Limited 麒麟兄弟資本國際有限公司 |
RO | Type 4 - Advising on securities | 2025-05-28 | 2026-04-17 |
| Kylin Brothers Capital International Limited 麒麟兄弟資本國際有限公司 |
RO | Type 9 - Asset management | 2025-05-28 | 2026-04-17 |
| Capstone Capital Management Limited 頂石資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-20 | 2024-08-31 |
| Capstone Capital Management Limited 頂石資產管理有限公司 |
RO | Type 9 - Asset management | 2023-12-20 | 2024-08-31 |
| Capstone Capital Management Limited 頂石資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-22 | 2023-12-20 |
| Capstone Capital Management Limited 頂石資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-11-22 | 2023-12-20 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-11-10 | 2023-03-13 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 - Asset management | 2022-11-10 | 2023-03-13 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-13 | 2022-11-10 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-09-13 | 2022-11-10 |
| Valuable Asset Management Limited 華盛資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-07-16 | 2022-02-28 |
| Valuable Asset Management Limited 華盛資產管理有限公司 |
RO | Type 9 - Asset management | 2021-07-16 | 2022-02-28 |
| Valuable Asset Management Limited 華盛資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-28 | 2021-07-16 |
| Valuable Asset Management Limited 華盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-28 | 2021-07-16 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 4 - Advising on securities | 2019-11-01 | 2021-06-23 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 9 - Asset management | 2019-11-01 | 2021-06-23 |
| Ocean Global Capital Management Limited 智川基金管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-27 | 2019-07-02 |
| Ocean Global Capital Management Limited 智川基金管理有限公司 |
RO | Type 9 - Asset management | 2018-09-27 | 2019-07-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ziqiao Gu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.