Alec Peter Tracy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alec Peter Tracy, a licensed Responsible Officer with CE reference BMV299. Currently licensed at 1 firm(s): Admiralty Harbour Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 8.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-07 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 4 - Advising on securities | 2025-07-07 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-07-07 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 9 - Asset management | 2025-07-07 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-23 | 2025-07-07 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-03 | 2025-07-07 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-03 | 2025-07-07 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 9 - Asset management | 2018-07-03 | 2025-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alec Peter Tracy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.