Zhuo Zeng
曾卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuo Zeng (曾卓), a licensed former licensee with CE reference BMM402. This person has 4.9 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2021-07-05 | 2023-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2021-07-05 | 2023-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-05 | 2023-02-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-05 | 2021-06-09 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-05 | 2021-06-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-05 | 2021-06-09 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-05 | 2021-06-09 |