Kai Yu Puri Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yu Puri Lau (劉佳儒), a licensed Representative with CE reference BLU769. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-01-30 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-01-30 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-12-16 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-12-16 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-12-16 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-12-16 | present |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-18 | 2022-12-01 |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-18 | 2022-12-01 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yu Puri Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Augustine Pok Yu Chow | DELPHINIUM ASSETS MANAGEMENT LIMITED | 2018–2022 |
| Vivian Yan | DELPHINIUM ASSETS MANAGEMENT LIMITED | 2018–2022 |
| Zhigang Wen | DELPHINIUM ASSETS MANAGEMENT LIMITED | 2018 |