Yu Fong Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Fong Lam (林禹芳), a licensed Responsible Officer with CE reference BLU744. Currently licensed at 1 firm(s): Sunhigh Financial Holdings Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 8.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-03 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 4 - Advising on securities | 2023-08-03 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-02 | 2023-08-03 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-26 | 2023-08-03 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-18 | 2018-10-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-18 | 2018-10-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Fong Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.