Ngai Lung Isaac Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngai Lung Isaac Yu (余毅龍), a licensed Responsible Officer with CE reference BLJ229. Currently licensed at 1 firm(s): Ever Fountain Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-21 | present |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
RO | Type 9 - Asset management | 2023-06-21 | present |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-15 | 2023-06-21 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-05-15 | 2023-06-21 |
| Plutus Securities Limited 貝德斯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-18 | 2023-04-07 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-18 | 2023-04-07 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-03-18 | 2023-04-07 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-08 | 2022-02-11 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-08 | 2020-03-13 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-08 | 2020-03-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ngai Lung Isaac Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.