Na Tian
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Tian (田娜), a licensed Representative with CE reference BJQ057. Currently licensed at 1 firm(s): New Harvest Wealth Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-11 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-11 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 9 - Asset management | 2023-12-11 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 9 - Asset management | 2021-07-09 | 2023-12-11 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-07 | 2021-04-09 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-08 | 2017-09-08 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-08 | 2017-09-08 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-08 | 2023-12-11 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 4 - Advising on securities | 2017-09-08 | 2023-12-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Na Tian during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.