Shuk Mei Yu
余淑美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Mei Yu (余淑美), a licensed former licensee with CE reference AOU416. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 9 — Asset management | 2021-09-28 | 2024-02-09 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-11 | 2024-02-09 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-11 | 2024-02-09 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-05 | 2010-11-04 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-05 | 2010-11-04 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-07 | 2010-06-28 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-07 | 2010-06-28 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-19 | 2007-10-11 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-21 | 2007-10-11 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-15 | 2007-06-28 |