Tian Wang
王天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Wang (王天), a licensed former licensee with CE reference BJP485. This person has 4.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-10 | 2022-09-23 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-09 | 2022-02-09 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-16 | 2020-06-12 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-29 | 2020-06-12 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-27 | 2019-04-04 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-09-27 | 2019-04-04 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-31 | 2018-08-29 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-31 | 2018-08-29 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-31 | 2018-08-29 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-24 | 2017-10-17 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-24 | 2017-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tian Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.