Sum Yuen Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Yuen Lam (林琛源), a licensed Responsible Officer with CE reference BJK798. Currently licensed at 1 firm(s): Smart Empire Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-07-17 | present |
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
RO | Type 9 - Asset management | 2026-07-17 | present |
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-06-14 | 2026-07-17 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Sum Yuen Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Yuet Cheng | Smart Empire Asset Management Limited | 2018–present |
| Kwok Wai Leung | Smart Empire Asset Management Limited | 2019–present |
| Sui Lam Chong | Smart Empire Asset Management Limited | 2021–present |
| Thomas Yiu Kwong Tung | Smart Empire Asset Management Limited | 2018–2026 |
| Wai Wang Chong | Smart Empire Asset Management Limited | 2018–2020 |
| Cheuk Lam Wong | Smart Empire Asset Management Limited | 2020–2021 |
| Yuen Ying Tang | Smart Empire Asset Management Limited | 2020–2022 |
| Matthew Chung-Yuen Wong | Smart Empire Asset Management Limited | 2018–2019 |