Hua Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Cai (蔡華), a licensed Responsible Officer with CE reference BHZ819. Currently licensed at 1 firm(s): Finloop Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.5 years of SFC licence history. Total licence records on file: 26.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-02 | present |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 4 - Advising on securities | 2024-10-02 | present |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 9 - Asset management | 2024-10-02 | present |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-26 | 2026-07-08 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-10-26 | 2026-07-08 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 4 - Advising on securities | 2022-10-26 | 2026-07-08 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
RO | Type 9 - Asset management | 2022-10-26 | 2026-07-08 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-08 | 2022-10-26 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-08 | 2022-10-26 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-08 | 2022-10-26 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-08 | 2022-10-26 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-14 | 2022-05-31 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 4 - Advising on securities | 2020-01-30 | 2022-05-31 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 9 - Asset management | 2020-01-30 | 2022-05-31 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-17 | 2019-11-07 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 9 - Asset management | 2019-10-17 | 2019-11-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 - Advising on securities | 2018-11-15 | 2019-09-12 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 - Advising on securities | 2018-11-15 | 2019-09-12 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 9 - Asset management | 2018-11-15 | 2019-09-12 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 9 - Asset management | 2018-03-12 | 2019-09-12 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-12 | 2018-11-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-23 | 2019-09-12 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-23 | 2019-09-12 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-23 | 2018-11-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 - Asset management | 2016-08-23 | 2018-11-15 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-08-23 | 2018-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hua Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.