Yang Wu
吳洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Wu (吳洋), a licensed Representative with CE reference BHY416. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 8.2 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-10-22 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-10-22 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-29 | 2026-06-25 |
| Comprador Limited | Rep | Type 4 - Advising on securities | 2016-08-11 | 2019-09-27 |
| Comprador Limited | Rep | Type 6 - Advising on corporate finance | 2016-08-11 | 2019-09-27 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Steve Teng | Comprador Limited | 2016–2019 |
| Jonathan Samuel T Chien | Comprador Limited | 2016–2019 |
| Li Zeng | Comprador Limited | 2016–2019 |
| Andrew Tongming Cheng | Comprador Limited | 2016–2019 |
| Anthony John Steains | Comprador Limited | 2016–2019 |
| Joo Yeon Han | Comprador Limited | 2017–2018 |
| Jason Ho Tung Tong | Comprador Limited | 2016–2018 |
| Min Soo Chung | Comprador Limited | 2016–2018 |
| Nan Zhou | Comprador Limited | 2016–2017 |
| Chaohan Lin | Comprador Limited | 2018–2019 |
| Yu Sian Tan | Comprador Limited | 2016–2017 |
| Cheung Pui Wong | Comprador Limited | 2019 |
| Wing Lui Mabel Chu | Comprador Limited | 2018–2019 |
| Jongyoon Chae | Comprador Limited | 2016 |
| Wutae Lee | Comprador Limited | 2016 |