Kay Ming Yee Chan
陳明意
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kay Ming Yee Chan (陳明意), a licensed Representative with CE reference BHL504. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 4.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-18 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-07-18 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-05-16 | 2017-09-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-05-16 | 2017-09-26 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-05-16 | 2017-09-26 |