Yanxia Shao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanxia Shao (邵豔霞), a licensed Responsible Officer with CE reference BGZ443. Currently licensed at 1 firm(s): Ge Shang Investment (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-28 | present |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
RO | Type 4 - Advising on securities | 2025-11-28 | present |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
RO | Type 9 - Asset management | 2025-11-28 | present |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2024-04-18 | 2025-08-31 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-04-18 | 2025-08-31 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 4 - Advising on securities | 2024-04-18 | 2025-08-31 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 9 - Asset management | 2024-04-18 | 2025-08-31 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-21 | 2019-09-19 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-07 | 2019-09-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanxia Shao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.