Lu Guo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Guo (郭露), a licensed Representative with CE reference BGY744. Currently licensed at 1 firm(s): Vision Capital Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-10 | present |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-10 | present |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 - Asset management | 2022-06-10 | present |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-16 | 2021-08-28 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-10-04 | 2021-08-28 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-07 | 2019-05-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-11-07 | 2019-05-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-19 | 2016-03-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-02-19 | 2016-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lu Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.