Wing Kin Yu
茹榮健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kin Yu (茹榮健), a licensed former licensee with CE reference BGX106. This person has 8.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-03-15 | 2025-07-07 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-08-20 | 2021-12-09 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-20 | 2021-12-09 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2021-08-20 | 2021-12-09 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2021-08-20 | 2021-12-09 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-16 | 2021-12-09 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-31 | 2021-07-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-31 | 2021-03-22 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-22 | 2017-07-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Kin Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.