Sally Ming Yan Ha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sally Ming Yan Ha (哈明欣), a licensed Representative with CE reference BGW594. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 10.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-23 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-12 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-15 | 2018-01-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-20 | 2018-01-31 |
| CF Securities Limited 長复證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-20 | 2017-11-01 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Sally Ming Yan Ha during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.