John William Huia Woods
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John William Huia Woods, a licensed Responsible Officer with CE reference BGQ356. Currently licensed at 1 firm(s): Lombard Odier (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-06-25 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 9 - Asset management | 2024-06-25 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-26 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-16 | 2024-06-25 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-01-16 | 2024-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John William Huia Woods during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.