Xiao Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Wang (汪霄), a licensed Responsible Officer with CE reference BGK625. Currently licensed at 1 firm(s): Kam Luen Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-30 | present |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 4 - Advising on securities | 2024-09-30 | present |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 9 - Asset management | 2024-09-30 | present |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-26 | 2024-09-30 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 9 - Asset management | 2022-05-26 | 2024-09-30 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-13 | 2024-09-30 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-18 | 2022-04-19 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-04 | 2019-12-30 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-04 | 2020-12-31 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-29 | 2018-11-08 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-29 | 2020-12-31 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-28 | 2017-06-20 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-28 | 2017-06-20 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-28 | 2017-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.