Kwong Ting Tam
譚光庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ting Tam (譚光庭), a licensed former licensee with CE reference BGJ245. This person has 1.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 - Asset management | 2016-03-15 | 2017-04-07 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-06 | 2017-04-07 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2015-11-06 | 2017-04-07 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Ting Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiangdong Xiong | KCG Securities Asia Limited | 2015–2017 |
| Keng Chan Pang | KCG Securities Asia Limited | 2015–2017 |
| Ka Chun Lau | KCG Securities Asia Limited | 2015–2017 |
| Wai Sheung Kwan | KCG Securities Asia Limited | 2015–2017 |
| Andrew E Yao | KCG Fund Management Limited | 2016–2017 |
| Yonglang Lei | KCG Securities Asia Limited | 2015–2017 |
| Chok Wah Mui | KCG Securities Asia Limited | 2015–2017 |
| Hong Wing Ng | KCG Securities Asia Limited | 2015–2017 |
| Hing Bun Lau | KCG Securities Asia Limited | 2015–2017 |
| Tak Hung Lim | KCG Securities Asia Limited | 2016 |