Chun Xia
夏春
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Xia (夏春), a licensed Responsible Officer with CE reference BGD821. Currently licensed at 1 firm(s): Sino Financial Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-02-10 | present |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
RO | Type 9 - Asset management | 2025-01-22 | present |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-10 | 2025-02-10 |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-10-10 | 2025-01-22 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 9 - Asset management | 2023-11-01 | 2024-07-26 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-12 | 2024-07-26 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-12 | 2024-07-26 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 4 - Advising on securities | 2022-10-28 | 2023-07-12 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 - Advising on securities | 2022-10-28 | 2023-07-12 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 9 - Asset management | 2022-10-28 | 2023-11-01 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-18 | 2022-10-28 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-03 | 2022-10-28 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-12 | 2024-07-26 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-12 | 2022-10-28 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-10 | 2021-10-20 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-10 | 2021-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.