Yixun Li

李以迅
CE No. BGC436 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yixun Li (李以迅), a licensed former licensee with CE reference BGC436. This person has 10.6 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
ICBC International Capital Limited
工銀國際融資有限公司
Rep Type 1 - Dealing in securities 2016-11-22 2026-05-08
ICBC International Securities Limited
工銀國際證券有限公司
Rep Type 1 - Dealing in securities 2016-11-22 2026-05-08
ICBC International Capital Limited
工銀國際融資有限公司
Rep Type 6 - Advising on corporate finance 2016-11-22 2026-05-08
China Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司
Rep Type 4 - Advising on securities 2016-03-24 2016-10-30
China Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司
Rep Type 1 - Dealing in securities 2015-10-26 2016-10-30
China Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司
Rep Type 1 - Dealing in securities 2015-08-27 2016-10-30
China Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司
Rep Type 6 - Advising on corporate finance 2015-08-27 2016-10-30

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